• PAD reporting for Compliance


    Bespoke reporting solutions facilitating Personal
    Account Dealing (PAD) monitoring and compliance
    reporting for financial institutions in the UK.

The value of your investments can go down as well as up.
Losses can exceed deposits on margin products. Please ensure you understand the risks.

Becoming your designated broker

Saxo Capital Markets recognise the need not only to provide a multi-asset front-end solution to company employees, but also provide a flexible and transparent back-office system to allow compliance departments to effectively monitor their employees' trading transactions.

We strive to work with both employers and employees to build bespoke reports tailored to your reporting requirements. Our platforms provide flexibility, enabling trading in a multi-asset environment with global market coverage. Employees can trade Forex, CFDs, ETFs, Stocks, Futures, FX Forwards and Options - all from one account. 

We also provide a wide range of trading accounts including Trader, Corporate, ISA, SIPP and Trust accounts with minimum deposit requirements from £6,500. 

Industry needs

Financial services organisations face an important challenge when selecting a designated broker. They need to ensure that their employees’ assets are secure, that the broker has a robust risk management system, sophisticated market access and trading technology available.

Last but not least, they need a platform that has the ability to provide frequent and granular reporting.

 

Why Saxo Capital Markets UK?

Combining excellent client experience, award winning technology and robust operating systems, Saxo Capital Markets are well positioned to work with companies whose employees trade and manage their own portfolios. 

As an organisation offering fully digitalized solutions for self-trading and investing, Saxo is continuously at the forefront of innovation. 

Our clients benefit from proven award winning technology and flexible approach to execution.

Trade reporting tools to monitor employees' activities

 

 

Retain control over employees' trading activity with Saxo’s bespoke reporting solutions:

  • Electronic trade confirmations sent via email every time your employees trade.
  • End-of-Day Files providing trade summary of all customers’ activities performed during the trade day, generated on a weekly, monthly, quarterly basis or upon request. 
  • Integrated back office service with Online WebConnect facilitating the continuous, real-time monitoring and management of customer trading accounts.  

    Online WebConnect is a web-based tool with viewing access only providing Activity Log reports, account summary, risk monitoring, search tools and other reports. 
Learn more about our reporting solutions

Multi-asset trading with global market coverage

 

    3

With over 30,000 assets to choose from, Saxo Capital Markets brings all asset class categories together under one roof, enabling trading in a multi-asset environment with global market coverage. Investors can trade Forex, CFDs, ETFs, Stocks, Futures, FX Forwards and Options all from one account. 

  • Forex - 182 FX currency pairs traded as Spot and 122 as Forward Outrights 
  • CFDS 9,000 CFDs, including 8,840 CFD Single Stocks, 28 Index-tracking CFDs and Commodities 
  • Stocks - 19,000 Stocks on 36 exchanges 
  • Stock Options - 200+ Stock Options in markets throughout the US, Europe and Asia-Pacific 
  • ETFs & ETCs - 3,101 ETFs & ETCs on 36 stock exchanges worldwide
  • Futures - 200+ Futures spanning 22 global exchanges, in a wide range of asset categories 

Learn more about our products  

Innovative, award winning trading technology

 

    

Recognised for its performance and features, our multi-asset platform has won some of the industry’s most prestigious awards. Each interface – for the desktop, web and mobile devices – offers a unique trading experience and is designed to give clients an edge in today’s fast-paced markets. 

  • SaxoTrader enables investors to trade Forex, CFDs, ETFs, Stocks, Futures, FX Forwards  and FX Options through a comprehensive and fully integrated trading platform.
  • SaxoTraderGO allows traders to manage their portfolio on iOS or Android devices from a single account, with market prices on more than 30,000 instruments across FX, CFDs, Futures, Options and Stocks. 
Learn more about our platform

Questions?

If you have any further questions, please see our FAQs section or "Request a call back" below and one of our team will be in touch with you shortly.

Request a call back  
FAQ  

The value of your investments can go down as well as up.
Losses can exceed deposits on margin products. Please ensure you understand the risks.

Saxo Capital Markets UK Limited is authorised and regulated by the Financial Conduct Authority, Firm Reference Number 551422. Registered address: 26th Floor, 40 Bank Street, Canary Wharf, London E14 5DA. Company number 7413871.

This website, including the information and materials contained in it, are not directed at, or intended for distribution to or use by, any person or entity who is a citizen or resident of or located in the United States, Belgium or any other jurisdiction where such distribution, publication, availability or use would be contrary to applicable law or regulation.

Apple, iPad and iPhone are trademarks of Apple Inc., registered in the U.S. and other countries. App Store is a service mark of Apple Inc. Android is a trademark of Google Inc..